Maintenance Tools & Techniques
Not
 every maintenance tool fits on a tool belt, and not every maintenance 
tool is designed
 for repairing assets. O+ther tools exist that help 
maintenance teams improve things beyond 
physical assets. For instance, 
various types of analyses are used to gather insights about  
why and when
 assets fail. And standards, regulations, and other documentation exist 
to
 keep maintenance teams organized and compliant.
Using these maintenance tools will help you build an environment in which proactive 
maintenance and precision maintenance can thrive.
Analysis
P-F Curve
A
 P-F curve is a graph that shows the health of equipment over time to 
identify the 
interval between potential failure and functional failure.
P-F Curve
What is a P-F curve?
A P-F curve is a graph that shows the health of equipment over time to identify theinterval between potential failure and functional failure.
Overview
The eventual failure of any equipment is inevitable. Wear and tear naturally occur withcontinual usage. In the same way your pair of shoes
 eventually get worn out after 
500 miles of walking, your key plant 
equipment (e.g. pumps, motor bearings) 
will ultimately reach its 
functional failure point.
The good news is that the functional failure point (i.e. the end of equipment life) takes
The good news is that the functional failure point (i.e. the end of equipment life) takes
 a long time to 
occur. The P-F curve helps to characterize the behavior of equipment 
 over time. Its used to assess the maximum usage that can be gained from 
the equipment.
Potential failure and functional failure
There are two main points of the P-F curve that need to be identified.- Potential failure indicates the point at which we notice that equipment is starting to deteriorate and fail.
 - Functional failure is the point at which equipment has reached its useful limit and is no longer operational.
 
is initially noticed and when the equipment fails completely.

For example, assume that a pump that’s been normally operating for eight months suddenly produces more noise than usual. Unnecessary noise can be a sign of failure. With the inspection and confirmation of maintenance personnel, we can then say that the first noticed sign of failure (i.e. the potential failure point) occurred at eight months.
Note that the actual start of deterioration might have happened before the eight-month mark. So we can assume that the actual start of failure happened some time before point P. However, it is only the potential point of failure that we can measure in time with certainty as it was the first event when noticeable symptoms of failure were recorded.
For the same example, we can suppose that the pump continues to operate for another six months until it totally breaks down—that is the functional failure point at 14 months.

Common practice is to maximize the use of the P-F curve with condition-based maintenance (CBM). By applying CBM and proactively checking the condition of the equipment, we are able to infer the rate of deterioration over time. Maintenance personnel are then able to plan and assess whether it is cost-efficient to mitigate the causes of failure given the projected P-F interval.

How to create a P-F curve
The basic parts of the P-F curve are given above. Actual data can be expected to vary on a case to case basis. For instance, the lifespan of a heavy duty pump might not be the same as that of a mechanical bandsaw. It then follows that expected failure points for different equipment will vary. Care must be considered when building P-F curves. Different types of equipment are expected to have varying interval values.For example, assume that a pump that’s been normally operating for eight months suddenly produces more noise than usual. Unnecessary noise can be a sign of failure. With the inspection and confirmation of maintenance personnel, we can then say that the first noticed sign of failure (i.e. the potential failure point) occurred at eight months.
Note that the actual start of deterioration might have happened before the eight-month mark. So we can assume that the actual start of failure happened some time before point P. However, it is only the potential point of failure that we can measure in time with certainty as it was the first event when noticeable symptoms of failure were recorded.
For the same example, we can suppose that the pump continues to operate for another six months until it totally breaks down—that is the functional failure point at 14 months.

How to maximize the P-F curve
Now that we’ve visualized how the P-F curve relates to real-life scenarios, we have the chance to prepare for the inevitable functional failure. The idea is to balance our resources to prolong the P-F interval economically.Common practice is to maximize the use of the P-F curve with condition-based maintenance (CBM). By applying CBM and proactively checking the condition of the equipment, we are able to infer the rate of deterioration over time. Maintenance personnel are then able to plan and assess whether it is cost-efficient to mitigate the causes of failure given the projected P-F interval.
The P-F curve and CBM
At the early signs of failure, it may be helpful to perform routine CBM tasks to assess the health of the equipment.Continuing with our pump example, a P-F curve coupled with CBM tasks to monitor pressure and flow rate conditions may resemble the following graph:

A maintenance team can attach condition monitoring sensors to the equipment after the point of
-  potential failure to assess how much more the equipment can be maximized.
 
FMEA
Failure
 Mode and Effects Analysis (FMEA) is a process that is available to 
organizations to identify 
potential failures with assets and other areas
 of business. 
FMEA is the 
systematic process to evaluate failure modes, causes associated with 
failures and the
 effect of such failures. The cross functional core 
committee needs to identify known and potential
 areas of failure and the
 root-causes of such failure through why–why analysis. Brainstorming 
 through small group activities may be carried out involving the 
frontline supervisors and even 
operators. The failure modes can be 
prioritised by assigning Risk Priority Number (RPN), which 
is a product 
of occurrence (frequency of failure O), severity (seriousness of the 
failures S) and 
detection (ability to detect the failure D). 
RPN = O x S x D
Details of the failure analysis need to be documented.
Acronym for Failure Modes and Effects Analysis. FMEA is a risk 
assessment tool, that evaluates the RPN = O x S x D
Details of the failure analysis need to be documented.
severity, occurrence and detection 
of risks to prioritize which ones are the most urgent. The two most 
 popular types of FMEAs are Process (PFMEA) and Design (DFMEA).
Each category has a scoring matrix with a 1-10 scale.



After scoring of each category is complete for each risk, the three scores are multiplied together
Each category has a scoring matrix with a 1-10 scale.
- Severity of 1 denotes low risk to the end customer, & a score of 10 denotes high risk to the customer.
 - Occurrence of 1 denotes low probability of the risk happening, and a 10 denotes a very high probability of the risk happening.
 - Detection of 1 denotes a process that WILL likely catch a failure, and a 10 means the process will likely NOT catch a failure.
 
After scoring of each category is complete for each risk, the three scores are multiplied together
(Severity x Occurrence x Detection) to 
determine the Risk Priority Number (RPN). The RPNs 
are sorted from largest to smallest, and actions are taken on the top risks in order to reduce the 
overall risk.
 
 
Typically, the severity cannot be reduced, so the team should 
evaluate ways to reduce occurrence 
or increase detection. After actions 
are completed, the RPNs are recalculated and new risks 
are determined.  
Root Cause Analysis
Root cause analysis (RCA) is a systematic process of identifying the origin of an incident.   
Next to defining a problem
accurately, root cause analysis is one of the most important elements of 
 problem-solving in quality management. That’s because if you’re not aiming at
the right target, 
you’ll never be able to eliminate the real problem that’s
hurting quality.
So which type of root cause analysis
tool is the best one to use? Manufacturers have a range of methods 
at their
fingertips, each of which is appropriate for different situations. Below we
discuss five common 
root cause analysis tools, including:
- Pareto Chart
 - The 5 Whys
 - Fishbone Diagram
 - Scatter Diagram
 - Failure Mode and Effects Analysis (FMEA)
 
1.
Pareto Chart
A Pareto chart is a histogram or bar
chart combined with a line graph that groups the frequency or
 cost of different
problems to show their relative significance. The bars show frequency in
descending order,
 while the line shows cumulative percentage or total as you
move from left to right.
The Pareto chart example above is a
report from layered process audit software that groups
together the top
 seven categories of failed audit questions for a given
facility. Layered process audits (LPAs) allow you to 
check high-risk processes
daily to verify conformance to standards. LPAs identify process variations that 
cause defects, making Pareto charts a powerful reporting tool for analyzing LPA
findings.
Pareto charts are one of the seven
basic tools of quality described by quality pioneer Joseph Juran. 
Pareto charts
are based on Pareto’s law, also called the 80/20 rule, which says that 20% of inputs 
drive
80% of results.
2.
5 Whys
The 5 Whys is a method that uses a
series of questions to drill down into successive layers of a problem. 
The
basic idea is that each time you ask why, the answer becomes the basis of the
next why. 
It’s a simple tool useful for problems where you don’t need advanced
statistics, so you don’t necessarily 
want to use it for complex problems.
One application of this technique is
to more deeply analyze the results of a Pareto analysis. 
Here’s an example of
how to use the 5 Whys:
Problem: Final assembly time exceeds
target
- Why is downtime in final assembly higher than our goal? According to the Pareto chart, the biggest factor is operators needing to constantly adjust Machine A
 - Why do operators need to constantly adjust Machine A? Because it keeps having alignment problems
 - Why does Machine A keep having alignment problems? Because the seals are worn
 - Why are Machine A’s seals worn? Because they aren’t being replaced as part of our preventive maintenance program
 - Why aren’t they being replaced as part of our preventive maintenance program? Because seal replacement wasn’t captured in the needs assessment
 
Of course, it may take asking why
more than five times to solve the problem—
the point is to peel away
surface-level issues to get to the root cause.
3.
Fishbone Diagram
A fishbone diagram sorts possible
causes into various categories that branch off from the original problem. 
Also
called a cause-and-effect or Ishakawa diagram, a fishbone diagram may have
multiple sub-causes 
branching off of each identified category.
4.
Scatter Plot Diagram
A scatter plot or scatter diagram
uses pairs of data points to help uncover relationships between variables. 
A
scatter plot is a quantitative method for determining whether two variables are
correlated, such as 
testing potential causes identified in your fishbone
diagram.
Making a scatter diagram is as
simple as plotting your independent variable (or suspected cause) 
on the
x-axis, and your dependent variable (the effect) on the y-axis. If the pattern
shows a clear line 
or curve, you know the variables are correlated and you can
proceed to regression or correlation analysis.
5.
Failure Mode and Effects Analysis (FMEA)
Failure mode and effects analysis
(FMEA) is a method used during product or process design to 
explore potential
defects or failures. An FMEA chart outlines:
- Potential failures, consequences and causes
 - Current controls to prevent each type of failure
 
(RPN) for
determining further action
Lean Six Sigma
Lean Six Sigma is a process that aims to systematically eliminate waste and reduce variation.  
SCADA System
Supervisory control and data acquisition (SCADA) systems are a computer system used to monitor 
and control plant processes. 
SCADA
Supervisory control and data acquisition (SCADA) is a system of software and hardware elementsthat allows industrial organizations to:
- Control industrial processes locally or at remote locations
 - Monitor, gather, and process real-time data
 - Directly interact with devices such as sensors, valves, pumps, motors, and more through human-machine interface (HMI) software
 - Record events into a log file
 
process data for smarter decisions, 
and communicate system issues to help mitigate downtime.
The basic SCADA architecture begins with programmable logic controllers (PLCs) or remote terminal
The basic SCADA architecture begins with programmable logic controllers (PLCs) or remote terminal
units (RTUs). PLCs and RTUs are 
microcomputers that communicate with an array of objects such as 
factory
 machines, HMIs, sensors, and end devices, and then route the 
information from those objects 
to computers with SCADA software. The 
SCADA software processes, distributes, and displays the 
data, helping 
operators and other employees analyze the data and make important 
decisions.
For example, the SCADA system quickly notifies an operator that a batch of product is showing
For example, the SCADA system quickly notifies an operator that a batch of product is showing
a high incidence of errors. The operator 
pauses the operation and views the SCADA system data via 
an HMI to 
determine the cause of the issue. The operator reviews the data and 
discovers 
that Machine 4 was malfunctioning. The SCADA system’s ability 
to notify the operator of an issue 
helps him to resolve it and prevent 
further loss of product. 

Planned Maintenance Optimization
Planned
 Maintenance Optimization (PMO) is a method of improving maintenance 
strategies based 
on existing preventive maintenance (PM) routines and 
available failure history. 
What is planned maintenance optimization?
Planned Maintenance Optimization (PMO) is a method of improving maintenance strategies basedon existing preventive maintenance (PM) routines and 
available failure history.
Overview
While most companies have identified the need for a preventive maintenance (PM) program,the effective execution of such maintenance activities can be 
challenging given the everyday demands
 of a facility. Unseen 
circumstances that require urgent attention can easily derail planned 
activities 
and can potentially disrupt a smoothly running plant.
While alternatives such as reliability centered maintenance (RCM) addresses some of the factors
While alternatives such as reliability centered maintenance (RCM) addresses some of the factors
that make PM a cost- and labor-intensive 
process, coming up with a robust RCM strategy may 
take long periods of 
time.
PMO provides a method through which maintenance activities are carried out more efficiently.
PMO provides a method through which maintenance activities are carried out more efficiently.
By performing PMO, a new maintenance 
strategy is derived from existing PM tasks. 
Given the existing tasks, 
modifications on the schedule and frequency of the routines are done 
based 
on the failure history of the equipment. With a relatively shorter
 time to develop, the resulting 
strategy can be similar to performing 
RCM.
The three phases of PMO
The PMO process can be summarized in three phases:Data collection
Any attempt at optimization starts with good, reliable data. Data on equipment performance,particularly on failure history over time, must 
be collected. A minimum time period must be set to 
ensure that enough 
insight is obtained from the data. Tools such as a CMMS program can make 
this process easier and more accurate. 
Data analysis, review, and recommendations
The collected data must be analyzed to identify which equipment is the most critical. Some points toconsider are criticality to the plant’s 
operations, cost to repair, MTBF, and MTR.
The information gathered from analyzing the data must then be reviewed against existing PM routines.
The information gathered from analyzing the data must then be reviewed against existing PM routines.
Some key points to review are: 1) whether 
the PM routines are scheduled correctly to align with the 
MTBF and MTR 
data points, and 2) whether failure points are within acceptable 
tolerances set by 
original equipment manufacturer (OEM) specifications 
or industry standards. Any substantial deviations
 from such checks can 
be a source of improvement from a maintenance standpoint.
Based on the review, recommendations on modifications for the PM tasks should be made. Schedules
Based on the review, recommendations on modifications for the PM tasks should be made. Schedules
 and frequencies of activities need to be optimized to 
meet MTBF and MTR constraints. Any missing
 maintenance activities, as 
well as redundancies in tasks, need to be addressed accordingly. 
Agreement and execution
Agreed action items must be delegated properly. Identified task owners should be accountable for anyrequired action and monitored for progress. Note 
that the PMO process is a continuous effort and 
reviews should be done 
habitually.
Benefits of applying PMO
Regular maintenance activities are clearly a key part in ensuring a plant’s reliability. But PMO furtherincreases the benefits of maintenance activities by showing
 substantial reductions in costs.
In the laboratory and life sciences industry, a PMO program is estimated to reduce overall maintenance
In the laboratory and life sciences industry, a PMO program is estimated to reduce overall maintenance
costs by around 25%.
 Payback periods of investing in a PMO strategy are estimated at around 
 12 to 24 months, just considering the measured savings from maintenance 
costs.
Aside from the improvements in uptime and reliability that come with a robust maintenance strategy,
Aside from the improvements in uptime and reliability that come with a robust maintenance strategy,
PMO methods enable company 
resources to be spent more wisely without sacrificing the quality 
of 
execution of maintenance tasks.
Conclusion
Maintenance activities, particularly PM activities, are already proven concepts that increase theoverall performance of a plant. With continuous practice, 
PMO is a tool that can help execute 
PM activities more efficiently and 
effectively.
Standards
ISO 55000
To
 comply with ISO 55000 you must have an asset management system. 
The 
goal of an asset management system is to establish the policies, 
objectives, and processes needed 
to achieve an organization’s goals.
ISO 55001
The
 components of an asset management system that are listed out in ISO 
55000 are elaborated on 
in ISO 55001. These components include 
organizational context, leadership, planning, support, 
operation, 
performance evaluation, and improvement.
ISO 55002
ISO 55002 provides the most significant details needed to achieve compliance with ISO 55000.
SAE JA1011
SAE
 JA1011 was initially developed by the commercial aviation industry to 
improve the safety 
and reliability of their equipment.
 Because of this, 
it’s known as a Reliability-Centered Maintenance (RCM) process.
Regulations
FDA Maintenance Regulations
FDA
 inspections are typically conducted by reviewing systems which 
correspond to the Subparts 
that are applicable to the type of 
product/facility being audited. In the case of maintenance, 
Subparts for
 Buildings and Facilities and Equipment are of the main concern.
OSHA Maintenance Regulations
Maintenance
 workers are among the many workers that are exposed to workplace 
hazards on a daily 
basis. OSHA aims to protect them by providing access 
to information for vulnerable workers in
 high-risk jobs.
IRS Maintenance Regulations
There
 are specific deductible and capital improvement costs that are directly
 related to maintenance 
operations and the IRS provides information 
about how it allows businesses to recover those costs.
Documents
Equipment Maintenance Log
An equipment maintenance log is a document that records activities that have been performed on an asset.
Operation and Maintenance Manual
An
 operation and maintenance manual is a comprehensive document that 
provides all the details 
necessary about a physical plant as well as 
individual pieces of equipment to help the 
maintenance staff keep 
everything running smoothly.